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Switzerland by many considered the cradle of banking and financial services, has led the industry in an illustrious fashion for decades. The paragon of banking tradition, credibility, unimpeachable secrecy and peerless, client-oriented service, allowed this small alpine country to become the world’s destination of both the super-wealthy, high-profile clientele as well as some of the most innovative and forward-thinking entrepreneurs, wanting more than to gaze as the Swiss picturesque Alpine landscapes.
Background
20-Year-Old Swiss Operating Broker-Dealer with FINMA Licence for Asset & Collective Investment Scheme Management for sale. FINMA Licensed (licensed issued directly by FINMA Financial Market Supervisory Authority in Switzerland), holding an active and valid FinIA and CISA LPCC Licenses Securities Broker-Dealer, Asset & Collective Investment Scheme Management Licenses; highest tier of Licensing available in Switzerland)
The Asset Management Firm, incorporated in the early 2000s (some 20 years market experience) at the heart of Geneva’s financial district, with offices at the illustrious Rue du Rhône, operating personnel and significant portfolio of AUM Assets under Management) is a rare opportunity to acquire an existing and operating, well-established Swiss Broker-Dealer, Asset & Fund Management Business with various clients (including some high-profile ones) and an active revenue stream.
Keypoints
Assets under Management: >CHF 120,000,000,-
Established: 2004 (some 20 years market experience)
Legal Domicile: Geneva, Switzerland (possibility of opening branches across Switzerland)
Well established with the local and international community, renowned for its quality and meticulous services.
Type of License Held: FINMA Registered and Valid FinIA and CISA, LPCC, Licenses, Securities Broker-Dealer, Asset & Collective Investment Scheme Management License) Highest License tier in Switzerland, issued directly by FINMA.
Active monthly revenue stream (including some high-profile clients)
Audited Annually by a Big 4 Audit Firm (annual reports filed periodically with the authorities)
Multiples operating, management, broker and custody accounts held with Switzerland’s top tier banks
Asset Management & Commission Agreements with numerous top tier Swiss banks in place
No debt, liabilities or encumbrances of any kind, no pending lawsuits, all tax returns filed and paid to date (comes with a BIG 4 Auditor Guarantee)
Foreign purchaser and shareholders are allowed (upon initial KYC, vetting and approval)
Possibility of converting into a fully-fledged Tier 1 or 2 Swiss Bank
Authorizations held
carry out credit transactions (in particular in relation to consumer loans or mortgages, factoring, commercial financing or financial leasing);
provide services related to payment transactions, in particular by carrying out electronic transfers on behalf of third-party clients, manage means of payment such as credit cards and cheques, etc.
trade on their own account or on the account of third parties in banknotes and coins, money market instruments, forex instruments, precious metals, commodities, securities (stocks and shares and value rights) as well as their derivatives and all types of financial electronic assets
manage assets on third party accounts
make direct investments and provide investment advisory services
hold securities or manage securities deposits.
Deploy & manage own investment funds and various collective investment schemes
Switzerland by many considered the cradle of banking and financial services, has led the industry in an illustrious fashion for decades. The paragon of banking tradition, credibility, unimpeachable secrecy and peerless, client-oriented service, allowed this small alpine country to become the world’s destination of both the super-wealthy, high-profile clientele as well as some of the most innovative and forward-thinking entrepreneurs, wanting more than to gaze as the Swiss picturesque Alpine landscapes.
Background
20-Year-Old Swiss Operating Broker-Dealer with FINMA Licence for Asset & Collective Investment Scheme Management for sale. FINMA Licensed (licensed issued directly by FINMA Financial Market Supervisory Authority in Switzerland), holding an active and valid FinIA and CISA LPCC Licenses Securities Broker-Dealer, Asset & Collective Investment Scheme Management Licenses; highest tier of Licensing available in Switzerland)
The Asset Management Firm, incorporated in the early 2000s (some 20 years market experience) at the heart of Geneva’s financial district, with offices at the illustrious Rue du Rhône, operating personnel and significant portfolio of AUM Assets under Management) is a rare opportunity to acquire an existing and operating, well-established Swiss Broker-Dealer, Asset & Fund Management Business with various clients (including some high-profile ones) and an active revenue stream.
Keypoints
Assets under Management: >CHF 120,000,000,-
Established: 2004 (some 20 years market experience)
Legal Domicile: Geneva, Switzerland (possibility of opening branches across Switzerland)
Well established with the local and international community, renowned for its quality and meticulous services.
Type of License Held: FINMA Registered and Valid FinIA and CISA, LPCC, Licenses, Securities Broker-Dealer, Asset & Collective Investment Scheme Management License) Highest License tier in Switzerland, issued directly by FINMA.
Active monthly revenue stream (including some high-profile clients)
Audited Annually by a Big 4 Audit Firm (annual reports filed periodically with the authorities)
Multiples operating, management, broker and custody accounts held with Switzerland’s top tier banks
Asset Management & Commission Agreements with numerous top tier Swiss banks in place
No debt, liabilities or encumbrances of any kind, no pending lawsuits, all tax returns filed and paid to date (comes with a BIG 4 Auditor Guarantee)
Foreign purchaser and shareholders are allowed (upon initial KYC, vetting and approval)
Possibility of converting into a fully-fledged Tier 1 or 2 Swiss Bank
Authorizations held
carry out credit transactions (in particular in relation to consumer loans or mortgages, factoring, commercial financing or financial leasing);
provide services related to payment transactions, in particular by carrying out electronic transfers on behalf of third-party clients, manage means of payment such as credit cards and cheques, etc.
trade on their own account or on the account of third parties in banknotes and coins, money market instruments, forex instruments, precious metals, commodities, securities (stocks and shares and value rights) as well as their derivatives and all types of financial electronic assets
manage assets on third party accounts
make direct investments and provide investment advisory services
hold securities or manage securities deposits.
Deploy & manage own investment funds and various collective investment schemes
Description
Switzerland by many considered the cradle of banking and financial services, has led the industry in an illustrious fashion for decades. The paragon of banking tradition, credibility, unimpeachable secrecy and peerless, client-oriented service, allowed this small alpine country to become the world’s destination of both the super-wealthy, high-profile clientele as well as some of the most innovative and forward-thinking entrepreneurs, wanting more than to gaze as the Swiss picturesque Alpine landscapes.
Background
20-Year-Old Swiss Operating Broker-Dealer with FINMA Licence for Asset & Collective Investment Scheme Management for sale. FINMA Licensed (licensed issued directly by FINMA Financial Market Supervisory Authority in Switzerland), holding an active and valid FinIA and CISA LPCC Licenses Securities Broker-Dealer, Asset & Collective Investment Scheme Management Licenses; highest tier of Licensing available in Switzerland)
The Asset Management Firm, incorporated in the early 2000s (some 20 years market experience) at the heart of Geneva’s financial district, with offices at the illustrious Rue du Rhône, operating personnel and significant portfolio of AUM Assets under Management) is a rare opportunity to acquire an existing and operating, well-established Swiss Broker-Dealer, Asset & Fund Management Business with various clients (including some high-profile ones) and an active revenue stream.
Keypoints
Authorizations held
Basic Details
Target Price:
TBA
Gross Revenue
TBA
EBITDA
TBA
Business ID:
L#20240618
Country
Switzerland
City:
Geneva
Detail
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