AIFC Regulated Investment Asset Management Company

This is a privately held investment management company operating under an active regulatory licence issued by the Astana Financial Services Authority (AFSA). The company holds Licence, which has been active since 22 May 2024, providing the platform with a regulatory framework covering a range of investment management and advisory activities.

Regulatory Profile

Licence Status: Active
Licence Active Since: 22 May 2024
Company Type: Private Company

Licensed Activities

The current regulatory licence authorizes the company to conduct the following regulated activities:

• Managing Investments
• Advising on Investments
• Arranging Deals in Investments
• Managing a Collective Investment Scheme in respect of Exempt Funds

Key Investment Highlights

1. 01
   Active Regulatory LicenceFully active investment-related regulatory licence since May 2024.
2. 02
   Multi-Activity Investment PlatformLicence covers investment management, investment advisory and deal-arranging activities.
3. 03
   Collective Investment CapabilityAuthorized to manage collective investment schemes in respect of exempt funds.
4. 04
   Established Regulatory FrameworkOperates within the regulated financial-services framework applicable to its licence.
5. 05
   Strategic PlatformThe combination of investment management, advisory, deal-arranging and collective investment activities provides a platform for a range of potential investment-related strategies.

Transaction Opportunity

The opportunity provides an investor or strategic acquirer with access to a privately held, actively licensed investment management platform with multiple regulated permissions.

The company may be of interest to strategic financial-services groups, investment managers, family offices and other investors seeking an established regulated platform from which to develop or expand investment-related activities.